Regulatory and financial services

Our team has exceptional experience in working with our clients to manage their regulatory and compliance requirements. Our lawyers draw on their experience to offer prompt and clear advice to help our clients determine how best to maintain compliance in an increasingly complex area.
 
We provide multifaceted advice to a significant array of market participants. This includes advice on Australian Financial Services Licensing, the National Credit Code and the Australian Banker's Association Code of Practice and its application, along with regulatory advice on the application and interpretation of policy, rules and guidance, corporate governance and "know your customer" (KYC).
 
We also provide advice on the establishment and licensing of banks and financial institutions, along with providing advice in respect of ongoing regulatory requirements.
 
The team also regularly advises both financial institutions and high net worth clients on the significant investor visa program.